Risk Management Services Inc. (RMS) is a highly respected consulting firm focusing on corporate compliance management, audit services and risk mitigation for the securities industry. In an increasingly complex compliance marketplace, RMS can fully prepare a financial services company for all types of regulatory audits. RMS's reputation for sound decision making and integrity speaks for itself.

Services include:

• Regulatory Membership Applications
• Pre-audit Sales and Trade Desk Reviews
• Preparation of Compliance Manuals
• Registrations
• Supervisory Reviews

Frontline Technologies is more than just an IT outsourcing firm; the Frontline team understand the aspects of the brokerage world from start to finish. From assisting with the physical space selection, to wiring and cabling of traders' desks, to blackberry hosting to virtual phones, the list of their key product offerings goes on and on.

Services include:

• IT Support and Hosting
• Virtual Phones, VoIP Services and Ring-down Lines
• Network Architecture and Administration
• Market Data System Links
• Hardware
• E-mail and Blackberry Hosting and Archiving
• Industry Standard Servers and Back-up Sites
• Full Office Integration and Configuration

Frontline is fully familiar with how a front, middle and back office needs to be structured for its day to day
operations. They keep up to date on regulatory changes, new software and new technologies that relate to
the financial services industry.

Angela Potts & Associates is a leader HR services provider offering a business focused & action-oriented approach to outsourced HR. Unlike traditional consulting firms, Angela Potts & Associates is hands on and practical; solutions are implemented quickly, effectively & seamlessly. The experienced team delivers both day-to-day HR support as well as strategic HR consulting to both small & mid-size companies.

Services Include:

• Performance Measurement & Management
• Policy & Procedure Manuals
• Compensation
• Recruitment, Selection & Orientation
• Employee Relations
• Training
• Management Training
• Benefits Selection

C. Price and Associates takes a highly personalized approach to each of their assignments. This executive search firm specializes in recruitment and placement for the financial and brokerage industries worldwide, specializing in sales, marketing and investment advisor positions. With 25 years of industry experience, the team has established key contacts in the financial sectors and they keep up to date on industry occurrences. They are always "in the know".

Services Include:

• Full Executive, Operations, Accounting, Trading and Compliance Searches
• In House Recruiting Strategies
• Manpower Planning
• Career Evaluation
• Relocation Services

C. Price has earned a reputation for highly satisfied clients; their 95% search completion rate speaks for
itself.

Hawk Partners provides financial and management services on a part-time or full-time basis as required.
Their talented team of chartered and management accountants focus on tasks that are regulatory, corporate
and/or fiduciary in nature.

Services Include:

• Regulatory Membership Package Preparation
• CFO Services
• MFR Preparation and Sign-off.
• Maintaining Accounting Records & Supervisory Accounting Functions
• Implementation of In-house Accounting Systems

Affinity Resource Management Inc. specializes in financial industry training programs, education and
strategy. These human resources professionals have many years of financial industry experience offering specialized programs

Services Include:

• Strategic Planning
• 90 day Training for Brokers
• Benefits Review and Design
• Customized Training Programs