Concerned about your next IIROC Audit? Not sure if your firm's policies and procedures meet current industry requirements? Wondering about the privacy of your company's email and meeting regulations on archiving and retrieval? Need help with your monthly financial statement preparation? Market Essentials Group will help you find the right answers.

Assisting you with Essential Business Support

The Benefits are Clear

More and more firms are realizing the added value of partnering with specialist providers to supplement their current offerings. MEG is a professional services company that provides essential business support to all types of financial services companies. MEG’s specialization via third party experts allows us to deliver economically attractive solutions to financial institutions. This strategic business practice allows your firm to focus on the bottom line and your core business.

There is a growing list of functions internal to financial services firms that are necessary to perform and which require significant resources and time. These include Compliance, Human Resources, Accounting and Information Technology services. Through MEG, we provide you with access to a team of field experts who possess the specialized skills to see that your firm’s requirements are met. We will do a thorough review of the segments of your workflow and make recommendations accordingly. In an increasingly complex compliance marketplace, for example, we can get your firm fully prepared for a sales & trading desk review by performing a “mock audit”. This is just one example of how your firm can benefit from our service offering.

Prior to setting up these arrangements, we ensure that there is a mutual education of business needs to secure a successful partnership. We will discuss with you the expected benefits so that we accurately communicate the overall business value.

MEG will also work closely with you to create a strategic plan that clearly outlines the scope of services to be provided as well as the expected levels of service and the measurable deliverables.

We're a good fit

Our services include:

• Compliance & Audit Services
• Risk Management
• Registrations
• IIROC Membership Application Packages
• Regulatory Support Audits, Investigations & Complaints
• Regulatory Consulting-manuals, Audit Preparation & Response
• IT Support & Hosting
• Email Archiving
• Full Office Integration
• Blackberry Hosting
• HR Placement & Organizational Structure
• Training (90 Day, Anti-Money Laundering)
• Payroll & Benefits Service Selection
• Accounting Services
• Financial Statement Preparation
• Portfolio Management Support

Market Essentials Group
330 Bay Street, Suite 508
Toronto , Ont.
M5H 2S8, Canada

Tel: 416-943-4321

www.marketessentialsgroup.com
debra.thuet@marketessentialsgroup.com